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Course Hack
Regulation and the Role of ComplianceBy International Compliance Association

In a Nutshell

This course, offered by the International Compliance Association, explores the functions of regulatory compliance and the importance of financial regulation in an ever-changing world.

Favorite Quote

The core objectives of regulation in the financial services industry are to protect consumers, to ensure the markets are stable, and that they work in a fair and transparent manner.

International Compliance Association

Introduction

Corporate finance is highly regulated in order to protect consumers and companies from fraud, identity theft, and other behavior that could undermine their integrity.

Companies must actively manage compliance and regulatory risks so they can operate in good faith within a highly regulated landscape.

This course, offered by the International Compliance Association, outlines the basics of financial regulation.

In today's highly globalized world, it's critical that companies govern in a way that respects the rules and builds trust, all while navigating the various risks involved in the financial industry.

Here are the 3 key insights from this Hack

  1. 1.
    Just because international regulation doesn’t exist, that doesn’t mean there isn’t cooperation
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  3. 3.
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